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© 1996 Oxford University Press 2318-2324

Footnote

Stabilization of triple-stranded oligonucleotide complexes: use of probes containing alternating phosphodiester and stereo-uniform cationic phosphoramidate linkages

Stabilization of triple-stranded oligonucleotide complexes: use of probes containing alternating phosphodiester and stereo-uniform cationic phosphoramidate linkages Surendra Chaturvedi + , Thomas Horn 1 and Robert L. Letsinger*

Department of Chemistry, Northwestern University, Evanston , IL 60208, USA and 1 Nucleic Acids Systems, Chiron Corporation, Emeryville , CA 94608, USA

Received March 4, 1996; Revised and Accepted April 30, 1996

ABSTRACT

Pyrimidine oligonucleotides containing alternating anionic and stereo-uniform cationic N -(dimethylaminopropyl)phosphoramidate linkages [e.g. d(T+T-) 7 T, d(T+T-) 2 (T+C-) 5 T and (U ' +U ' -) 7 dT, where U ' is 2 ' - O - methyluridine)] are shown to bind to complementary double-stranded DNA segments in 0.1 M NaCl at pH 7 to form triple-stranded complexes with the pyrimidine.purine.pyrimidine motif. For each of the sequences investigated, one stereoisomer bound with higher affinity, and the other stereoisomer with lower affinity, than the corresponding all-phosphodiester oligonucleotide. The stereoisomer of d(T+T-) 7 T that interacted weakly with a dT.dA target in 0.1 M NaCl formed a novel dA.dA.dT triple-stranded complex with poly(dA) or d(A 15 C 4 A 15 ) in 1 M NaCl; in contrast, the stereoisomer that bound strongly to the dT.dA target failed to form a dA.dA.dT triple-stranded complex.

INTRODUCTION

Current research on triple-stranded polynucleotides has been stimulated by a general interest in molecular recognition and by the potential applications for triple-stranded complexes in processing DNA chemically ( 1 ) and in modulating biological processes dependent on DNA ( 2 ). Two major structural motifs for these complexes have been recognized. One, designated pyr.pur.pyr, involves binding a pyrimidine oligonucleotide to a duplex segment, with the added pyrimidine strand oriented parallel to the purine strand of the duplex ( 3 , 4 ). In the other motif, pur.pur.pyr ( 5 ), a purine oligonucleotide binds to a duplex such that the two purine strands are antiparallel ( 6 - 8 ). Since formation of a triplex brings three polyanionic strands into proximity, the stability of these complexes is very dependent on salt concentration. High salt concentrations (e.g. 1.0 M NaCl) favor triplex formation. In 0.1 M NaCl at pH 7 triplexes containing a moderate size oligonucleotide (e.g. 15mer) have low stability.

Recently we reported that an oligonucleotide containing alternating phosphodiester and stereo-uniform cationic N -(dimethylaminopropyl)phosphoramidate linkages, d(T+T-) 7 T, binds to poly(dA) and poly(A) targets with unusually high affinity in low salt solutions ( 9 ). Under the same conditions, the binding affinity of the stereoisomer with opposite chirality at the phosphoramidate linkages is very low. These findings suggest that a zwitterionic oligonucleotide with appropriate stereochemistry at the P-N internucleoside linkages might serve as a superior probe for double-stranded DNA sequences in solutions of low ionic strength, as in biological media. We report here the results of a study to test this possibility. The zwitterionic probes and the targets investigated are listed in Chart 1, where ` a ' represents the stereoisomer with the upfield, and ` b ' the isomer with the downfield, signal in the 31 P NMR spectrum for the phosphoramidate groups. The symbol `+' signifies a protonated [3'-OP(O)(NHCH 2 CH 2 CH 2 NMe 2 )-O-5'] internucleoside link; `-', a phosphodiester link; and U', a 2'- O -methyluridine unit in an oligonucleotide. For comparison, the all-phosphodiester probes dT 15 , U' 14 dT and d[T 4 (TC) 5 T] were also prepared.

Probes Targets

d(T+T-) 7 T (U'+U'-) 7 dT d(T 15 C 4 A 15 ), d(A 15 C 4 A 15 ), Poly(dA)

1a and 1b 2 a and 2b 4 5

d(T+T-) 2 (T+C-) 5 T d[A 5 (GA) 5 T 4 (TC) 5 T 5 ]

3a and 3b 6 Chart 1.

MATERIALS AND METHODS

General methods

Reagents grade chemicals were used throughout. Pyridine, DMF and CH 3 CN were dried over calcium hydride. THF was freshly distilled over sodium/benzophenone prior to use. 5'- O -Dimethoxytritylthymidine (5'-O-DMT-dT) was purchased from Chem Impex, IL, and 5'- O -dimethoxytrityl-2'- O -methyluridine was purchased from Monomer Sciences (Huntsville, AL). Column chromatography was performed on silica gel (70-230 mesh, 60 A; Aldrich). Reversed phase (RP) HPLC was carried out on a Supelco LC-18 column (25 cm * 4.6 mm) with a 0-50% gradient (2%/min) of CH 3 CN in 5% CH 3 CN in 0.1 M TEAA buffer, pH 7.5; flow rate 1 ml/min or on a Dionex chromatograph with a Hewlett Packard Hypersil ODS-5 column (4.6 * 200 mm) using a 1%/min gradient of CH 3 CN in 30 mM triethylammonium acetate buffer at pH 7.0 with a flow rate of 1 ml/min. A Dionex DX 500 chromatograph system equipped with a P40 gradient pump, an AD 20 absorbance detector, and a NucleoPack PA-100 column (4 * 250 mm) was used for ion-exchange (IE) chromatography. The eluant was 10 mM aqueous NaOH, and a 2%/min gradient of 1.0 M NaCl in 10 mM NaOH was used with a flow rate of 1.5 ml/min. TLC was performed using Whatman analytical silica gel plates (60 Å) or Merck Silica Gel 60 F 254 precoated TLC aluminum plates. The TLC plates were prerun in 8% CH 3 OH/2%TEA/CH 2 Cl 2 , then spotted and developed in the same system.

Circular dichroism (CD) measurements were carried out on a Hitachi Joel 500 instrument. Temperature was controlled with a refrigerated water bath, and nitrogen was continuously circulated through the cuvette compartments. Melting curves were determined using either a Varian Cary 3E UV-Visible spectrophotometer or a Perkin Elmer Lambda 2 UV spectrophotometer equipped with a Peltier 2 temperature programmer for automatically increasing the temperature at the rate of 0.5oC/min. Unless stated otherwise, dissociation curves and CD spectra were obtained in a 0.1 M NaCl, 10 mM phosphate buffer at pH 7.0 with each oligomer 3.3 [mu]M for the T m measurements and 1.7 [mu]M for the CD spectra. Concentrations were calculated using [epsilon] = 8.1 and 8.4 A 260 U/[mu]mol of residue for dT 15 and poly(dA), respectively. The extinction coefficients for the mixed oligomers were calculated using a formula based on nearest neighbors ( 10 ). The 31 P NMR spectra were run in CH 3 CN (dimer blocks) or D 2 O (oligomers) with d 6 DMSO for a lock and aq. 85% H 3 PO 4 as an external reference. Ion-spray MS (ESI) measurements were run by Dr Frank Masiarz at Chiron on a Perkin-Elmer PE SCIEX API III electrospray quadrupole instrument. LSI MS were obtained by Dr Doris Hung at Northwestern University on a VG 70SE instrument.

Protected dinucleotide derivatives

3'- O - t -Butyldimethylsilylthymidine, dT(TBDMS), (10.4 mmol) was treated with 5'- O -dimethoxytritylthymidine-3'- O -(methyl N , N -diisopropylphosphoramidite) (10 mmol) in 50 ml dry CH 3 CN containing 20 mmol tetrazole. The reaction was complete after stirring for 5 min at room temperature, as indicated by TLC (silica gel; 5% MeOH and 1% Et 3 N in CH 2 Cl 2 ); the triester product migrated slightly faster than dT(3'- O -TBDMS). The reaction mixture was diluted with CH 2 Cl 2 and extracted with 400 ml 5% aq. NaHCO 3 /NaCl. The organic layer was dried (Na 2 SO 4 ) and concentrated under reduced pressure. After coevaporation of the residue with several portions of dry toluene, the triester was dissolved in 100 ml dry CH 3 CN and treated with 3-dimethylaminopropylamine (10 ml, 16 mmol), followed by dropwise addition of iodine (2.53 g, 10 mmol) in 50 ml dry CH 3 CN ( 11 ). After 30 min, the reaction mixture was poured into 300 ml 5% aqueous sodium bisulfite and extracted with CH 2 Cl 2 . The organic layer was washed repeatedly with 5% aq. NaHCO 3 and sat. NaCl, then dried (Na 2 SO 4 ) and concentrated under reduced pressure. The resulting diastereomers of d(DMT)T+T(TBDMS) (7.7 g, 7.4 mmol) were separated by silica gel chromatography as the `fast' and the `slow' eluting isomers using a 2-6% MeOH gradient in 2% Et 3 N in CH 2 Cl 2 : . `fast isomer', a , 2.9 g (29%), Rf 0.62, 31 P NMR 10.4 p.p.m., ESI MS, MW calcd for C 52 H 71 N 6 O 13 PSi 1047.2, found 1046.6; `slow isomer', b , 3.1 g (30%), Rf 0.40, 31 P NMR 10.6 p.p.m., ESI MS, MW calcd 1047.2, found 1046.9. The middle fraction containing both isomers amounted to 1.7 g (16%). Efforts to separate the two isomers after, rather than before, desilylation were unsuccessful.

The amidate dinucleotide block d(DMT)T+C Bz (TBDMS) was prepared from 5'- O -dimethoxytritythymidine-3'- O -(methyl N , N - diisopropylphosphoramidite) and dC Bz (3'- O -TBDMS) on a 20 mmol scale essentially as described above for the preparation of (DMT)T+T(TBDMS). Separation of the stereoisomers by silica gel chromatography yielded, a , 1.78 g (8%), Rf 0.75, 31 P NMR 10.4 p.p.m., and b , 1.94 g (8.5%), Rf 0.60, 31 P NMR 10.6 p.p.m. The 2'- O -methyluridine derivatives, (DMT)U'+U' (TBDMS), were obtained in the same way: a , 1.66 g (16%), Rf 0.50, 31 P NMR 10.6 p.p.m., ESI MS, MW calcd for C 52 H 71 N 6 O 15 PSi 1079.2, found 1078.6; b , 1.94 (19%), Rf 0.39, 31 P NMR 11.1 p.p.m.; ESI MS calcd MW 1079.2, found 1078.6.

Desilylation of dimer derivatives

Desilylation of the `fast isomer', a , of d(DMT)T+T(TBDMS) (0.7 mmol) was effected by treatment with tetrabutylammonium fluoride (3.5 mmol) in dry CH 3 CN (20 ml) for 3 h. After dilution with CH 2 Cl 2 and washing with water (2 * 200 ml), the organic layer was dried (Na 2 SO 4 ) and evaporated under reduced pressure. Purification by silica gel chromatography using a 0-18% gradient of MeOH in 2% Et 3 N in CH 2 Cl 2 afforded d(DMT)T+T (isomer a ) as a white solid: 0.57 g (80%), 31 P NMR 10.4 p.p.m., ESI MS, MW calcd for C 46 H 57 N 6 O 13 P 933.0, found 933.3. Desilylation of the `slow isomer' was achieved in a similar fashion and gave a comparable yield of the diastereomeric dimer block, b : 31 P NMR 10.6 p.p.m., ESI MS, MW calcd. 933.0, found 933.5.

The other dimer blocks were desilylated in the same way. The % yield and 31 P NMR shifts for the products were: d(DMT)T+C Bz , isomer a , 77%, 10.4 p.p.m.; isomer b , 75%, 10.6 p.p.m.; (DMT)U'+U' isomer a , 82%, 10.6 p.p.m.; isomer b , 56%, 11.1 p.p.m. Phosphoramidites of dinucleotide derivatives

(DMT)T+T isomer a (0.61 g, 0.57 mmol) in 5 ml dry of CH 2 Cl 2 and 0.75 ml (6.5 mmol) of diisopropylethylamine was treated with 1.5 eq. of 2-cyanoethyl N , N -diisopropylchlorophosphoramidite (Cl-BCE) at room temperature. The reaction was complete in 3 h as indicated by TLC (8% MeOH in 2% Et 3 N in CH 2 Cl 2 ). After dilution with CH 2 Cl 2 (200 ml), the organic layer was washed successively with 250 ml 5% aq. NaHCO 3 and 250 ml sat. NaCl. The organic layer was dried (Na 2 SO 4 ) and concentrated under reduced pressure. Chromatography on silica gel afforded the phosphoramidite derivative as a white solid: 0.52 g (79%); 31 P NMR, 150.0 and 149.7 p.p.m. (stereoisomeric phosphoramidite groups) and 10.4 p.p.m. (internucleoside phosphoramidate group) (the ratio of the integrated areas for the phosphoramidite/phosphoramidate peaks was 1/1); LSI MS, MW calcd 1133.2, found 1133. Isomer b was prepared similarly: 31 P NMR, 150.0, 149.7 and 10.6 p.p.m. (phosphoramidite/phosphoramidate, 1/1).

The other phosphoramidite dinucleotide blocks were prepared in the same manner, except that for the 2'- O -methyluridine derivatives 2.2 equiv. of 2-cyanoethyl N , N ,-diisopropylphosphoramidite was used and the phosphitilation reaction was allowed to proceed for 18 h. Each exhibited signals for phosphoramidite and phosphoramidate in a 1/1 ratio. The yields (%) and 31 P signals (p.p.m.) were: DMT(T+C Bz )BCE a , 68% and 150.1, 149.7, 10.56, 10.47 p.p.m.; b , 68% and 150.1, 149.7, 10.86, 10.80 p.p.m.; DMT(U'+U')BCE a , 95% and 151.9, 151.5, 10.7, 10.6 p.p.m.; b , 95% and 151.8, 151.3, 11.1 p.p.m.

Zwitterionic oligonucleotides

Dimer blocks were used to synthesize pentadecanucleotide derivatives by conventional phosphoramidite chemistry using cyanoethyl phosphoramidite reagents as previously described ( 9 ). The RP-HPLC elution times in minutes for oligomers with the DMT group `on', and the DMT group `off', were, respectively: 1a , 19.8, 11.6; 1b , 19.3, 11.4; 2a , 19.0, 11.2; 2b , 18.3, 10.8; 3a , 19.0, 9.6; 3b , 18.3, 9.4. The 31 P NMR (D 2 O solvent, DMT `off') [delta] values in p.p.m. were: 1a , 9.0 (phosphoramidate) and -2.2 (phosphodiester), area ratio, 1/1; 1b , 9.35, -2.2 (plus a minor peak at -2.0), phosphoramidate/phosphodiester, 1/1. The spectra of the other oligomers were similar (solvent, 1:5 H 2 O/D 2 O): 2a , 8.95 and -2.4 (ratio, 1/1); 2b , 9.8 and -2.4 (ratio 1/1); 3a , 8.95 and -2.3 (ratio 1/1); 3b , 9.2 and -2.3 (ratio 1/1).

RESULTS

The stereo-uniform zwitterionic oligomers, 1a , 1b , 2a , 2b , 3a and 3b , were prepared by a general procedure outlined previously ( 9 ) which utilized sequential coupling of stereo-uniform dimer blocks on a solid support. The key intermediates were the fully protected dinucleotide phosphoramidate derivatives blocks represented by formula I. These compounds were separated into the component stereoisomers by chromatography on silica gel. Subsequent removal of the silyl protecting group and phosphitilation afforded the phosphoramidite reagents employed in the polymer synthesis. Comparison of properties of 1a , b , 2a , b and 3a , b to properties of oligonucleotide analogues containing aminoethylphosphonate ( 12 ), uncharged phosphormorpholidate ( 13 - 15 ) and methyl phosphonate ( 16 , 17 ) linkages suggests that, for a given pair of stereoisomers in our series, the compound exhibiting the greater upfield shift in the 31 P NMR spectrum for the amidate P, and designated here as ` a ', probably has the R configuration. In each case the compounds in the ` a ' series came from the stereoisomer of the fully protected dimer block that eluted first on silica gel chromatography.

Pyr[middot]Pur[middot]Pyr triple strands

We used d(T 15 C 4 A 15 ), 4 , to test for hybridization of thymidine and 2'- O -methyluridine zwitterionic derivatives to a duplex target. In absence of other oligomers, 4 forms a self-complementary structure with a dT.dA stem of high stability ( T m 62oC in 0.1 M NaCl and 78oC in 1 M NaCl). We found that the affinities of the oligothymidylate derivatives for this target depend strongly on the charge and stereochemistry of the probe and the ionic strength of the solution (Table 1 ). Of special interest was the observation that one of the zwitterionic isomers, 1a , formed a relatively stable triple-stranded complex with target 4 even in 0.1 M NaCl. The melting curve for an equimolar mixture of 1a and 4 showed a transition ( T m 24oC) for dissociation of the zwitterionic strand from the duplex segment, as well as a transition ( T m 68oC) for denaturation of 4 (Fig. 1 ); and a plot of A 260 versus titrant for titration of 1a with 4 at 0oC displayed a break at equimolar concentrations of the two oligomers (data not shown), in accord for a complex with the dT.dA.dT motif. Under the same conditions, neither dT 15 nor the zwitterionic isomeric oligomer ( 1b ) interacted significantly with 4 (Fig. 1 ). In a high salt solution (1.0 M NaCl) dT 15 did bind to 4 ( T m 30oC). The stability of the complex formed by 1a also increased with an increase in the salt concentration ( T m 32oC in 1.0 M NaCl); however, the rise in T m was less than in the case of the all anionic probe. Oligomer 1b did not bind significantly to 4 even in 1 M NaCl.


Figure 1 . Normalized melting curves for d(T 15 C 4 A 15 ) (3.3 [mu]M) with: 1a (-), or 1b ([utrif]) or dT 15 ([circle]); 3.3 [mu]M each, in 0.1 M NaCl, pH 7.0.

Table 1 T m values ( o C) for dissociation of triple-stranded complexes formed from single-stranded probes and target 4 , d(T 15 C 4 A 15 ), 3.3 [mu]M each at pH 7.0
Probe

0.1 M NaCl

1.0 M

d(T+T-) 7 T, 1a

24

32

d(T+T-) 7 T, 1b

<0

<5

dT 15

<0

30

(U'+U'-) 7 dT, 2a

35

42

(U'+U-) 7 dT, 2b

-

<10

U' 14 dT

<5

40

d(T+T-) 2 (T+C-) 5 T, 3a

<0

<5

It has been shown that replacement of thymidine by 2'- O -methyluridine in a phosphodiester oligonucleotide probe enhances stability of triple-stranded complexes formed with the probe ( 18 ). The stereoisomeric oligomers 2a and 2b were prepared to test the effect of this substitution on binding of zwitterionic oligonucleotides to double-stranded targets. We found that one of the 2'- O -methyluridine analogues, 2a , indeed bound to 4 more effectively ( T m 35oC, 0.1 M NaCl) than the thymidine analogue, 1a , ( T m 24oC, 0.1 M NaCl). Neither the isomeric oligomer, 2b , nor the corresponding phosphodiester control, U' 14 dT, interacted significantly with 4 under these conditions. In contrast to the results for the triple-stranded complexes, the 2'- O -methyluridine derivative, 2a , was found to bind less effectively than the thymidine analogue, 1a , to an equivalent of poly(dA). The T m values for formation of the double-stranded complex in 0, 0.1 and 1.0 M NaCl solutions were, respectively: 35, 36 and 41oC for 2a ; and 58, 58 and 58oC for 1a (see reference 9 for experiments with the dT oligonucleotides).

Data for the mixed dT,dC oligomers ( 3a and 3b ) are presented in Table 2 . Target 6 , d[A 5 (GA) 5 T 4 (TC) 5 T 5 ], self-associates under the conditions employed ( T m 68oC at pH 7.0 and 67oC at pH 6.0; 0.1 M NaCl). The dT,dC pentadecamers bound to 6 with higher affinity than the dT or dU' pentadecamers bound to 4 , and, as expected for triple-stranded structures containing dC ( 5 ), the affinity was greater at pH 6 than at pH 7. A striking feature was the thermal stability of the triple-stranded complex formed by one of the zwitterionic probes, 3a , and target 6 in a low salt solution (0.1 M NaCl) at pH 7. The T m value was 23oC higher than that for the complex formed by the corresponding all-phosphodiester probe. That the high affinity of the zwitterionic oligonucleotides depends on sequence as well as ionic charge and stereochemistry at phosphorus was demonstrated by experiments in which 1a was paired with a mismatched target, 6 , and 3a was similarly paired with 4 . Neither of these systems afforded stable-triple stranded complexes (Tables 1 and 2 ).


Figure 2 . Melting curves for poly(dA) with 1b at equivalent nucleotide concentrations (50 [mu]M in dT and 50 [mu]M in dA), 1.0 M NaCl, pH 7.0, followed at 260 nm (-) (left ordinate) or at 280 nm ([squ]) (right ordinate).

Table 2 . T m values (oC) for dissociation of triple-stranded complexes formed from single-stranded probes and target 6 , d[A 5 (GA) 5 T 4 (TC) 5 T 5 ], each 5 [mu]M in 0.1 M NaCl
Probe

pH 7.0

pH 6.0

d(T+T-) 2 (T+C-) 5 T, 3a

42

52

d(T+T-) 2 (T+C-) 5 T, 3b

11

37

dT 5 (CT) 5

19

45

d(T+T-) 7 T, 1a

<0 a

a Also <0oC in 1.0 M NaCl.

dA.dA.dT triple strands

We previously noted an unusual feature in the melting curve obtained at 260 nm for a 1/1 dT/dA mixture of 1b and poly(dA) in 1 M NaCl solution ( 9 ). The melting curve showed two transitions, differing in T m by ~20oC. On the basis of further work we now propose that the first transition stems from a reversible disproportionation of two 1b .poly(dA) duplex segments to give a triplex with the dA.dA.dT motif plus a strand of 1b , and that the second transition represents reversible dissociation of the triplex to give free poly(dA) and 1b . Several lines of evidence support this conclusion. (i) Melting curves for this system are given in Figure 2 . Two transitions appear in the curve measured at 280 nm as well as the one at 260 nm. An unusual feature, however, is that the higher temperature transition in the 280 nm curve is hypochromic. Characteristically, transitions for dissociation of dT.dA duplexes and dT.dA.dT triplexes are hyperchromic at this wavelengths. This results points to dissociation of a complex with a novel structure. (ii) Melting curves obtained in low salt solutions (0-0.1 M NaCl) showed a single transition (~ T m 22oC) that was independent of the salt concentration. As the salt concentration was increased incrementally, a second transition appeared at progressively higher temperatures. The salt dependence for the second transition is consistent with expectations for dissociation of a triple-stranded complex containing a zwitterionic and two anionic strands. (iii) Association curves obtained by cooling solutions of the oligomers slowly from 80 to 0oC demonstrated that the transitions are fully reversible. As a further test, a 1dT/1dA mixture of 1b and poly(dA) in 1 M NaCl was allowed to cool from 80 to 25oC and held at the lower temperature for 2 h to permit a slow equilibration to take place. No change in absorbance occurred during the 2 h, indicating that the system was stable at this temperature. When the temperature was then further reduced through the range for the lower transition to 18oC, the absorbance at 260 nm dropped rapidly and equilibrium was reached within 2 min. (iv) A single transition ( T m 42oC; 1 M NaCl) was observed on heating a mixture of 1b and poly(dA) at a 1dT/2dA nucleotide ratio from 0 to 80oC, demonstrating that the triple-stranded complex was stable at 0oC in absence of excess 1b . (v) In agreement with these results, titration of 1b in 1 M NaCl (pH 7.0) with poly(dA) consumed twice as much poly(dA) at 30oC as at 0oC, and the breaks corresponded to formation of a 1dT/2dA complex at 30oC and a 1dT/1dA complex at 0oC. As controls, dT 15 was also titrated with poly(dA) under the same conditions. These experiments showed breaks corresponding to 2dT/1dA, 1dT/1dA and 1dT/1dA, as expected, for titrations at 0oC in 1.0 M NaCl, 30oC in 1.0 M NaCl and 0oC in 0.1 M NaCl, respectively. Also, titration of 1b at 0oC in 0.1 M NaCl gave a 1dT/1dA ratio. (vi) A single transition ( T m 26oC) was found on heating a mixture of 1b with either one or two equivalents of d(CCA 15 CC) in 1.0 M NaCl. This result suggested that appearance of the second transition in the case of poly(dA) might be related to the fact poly(dA) could fold to a hairpin structure that would stabilize a dA.dA.dT triple-stranded complex. We therefore examined hybridization of 1b with a shorter, well defined oligomer, d(A 15 C 4 A 15 ), which also could fold to a hairpin structure. This target indeed simulated poly(dA) in behavior, although the complexes formed were somewhat less stable ( T m ~ 17oC for the disproportionation reaction and ~32oC for dissociation of the triplex in 1.0 M NaCl; see Fig. 3 ). A comparison with the heating curve for d(A 15 C 4 A 15 ) alone (curve B in Fig. 3 ) shows that these breaks indeed reflect interaction of 1b with this target oligonucleotide. As in the case with poly(dA), the transitions were reversible.


Figure 3 . ( A ) Melting curve for d(A 15 C 4 A 15 ) (3.3 [mu]M) with 1b (3.3 [mu]M), 1.0 M NaCl, pH 7.0; inset, the derivative curve. ( B ) Melting curve for d(A 15 C 4 A 15 ) (3.3 [mu]M) alone under the same conditions.

Formation of two distinct complexes from 1b and poly(dA) is further supported by CD spectral data. The spectrum for a mixture of 1b and poly(dA) containing equivalent concentrations of dT and dA units in 1 M NaCl at 5oC is given in Figure 4 , curve A. It is very similar to the CD spectrum for the same combination of 1b and poly(dA) in 0.1 M NaCl and for the spectra of poly(dT).poly(dA) in 0.1 M and in 1 M NaCl. The two peaks and the trough in the 255-300 nm region are distinctive ( 19 ) and serve as a signature for the poly(dT).poly(dA) duplex. The similarity in the spectra for all these systems indicates that the base stacking is much the same in all cases. These data therefore point to a conventional duplex structure for the complex derived from 1b and poly(dA) in 1 M NaCl at 5oC. A very different spectrum (Fig. 4 , curve B) was obtained when the solution of 1b and poly(dA) was warmed to 27oC. The trough at 247 nm deepened, the peak at 259 nm fell, the trough at 268 nm disappeared, and the peak at 282 nm increased. When the solution was then cooled, spectrum B readily reverted to spectrum A. These changes correlate well with the UV absorbance changes observed on heating and cooling the solution. Furthermore, spectrum B is quite different from the spectrum expected for a mixture of free 1b and poly(dA) (Fig. 4 , curve C). We attribute spectrum B to the presence of a dA.dA.dT triple stranded complex derived from poly(dA) and 1b . This assignment leads to the prediction that the CD spectrum of a 2dA/1dT ratio of poly(dA) and 1b in 1 M NaCl at 27oC would be similar to spectrum B and that it would remain unchanged on cooling to 5oC. These results were indeed observed.


Figure 4 . CD spectra for poly(dA) with 1b at equivalent nucleotide concentrations in 1.0 M NaCl at pH 7.0: curve A, at 0oC (----), and curve B, at 27 o C (---). Curve C is the sum of the spectra of separate samples of poly(dA) and 1b at 27oC (-- - --).

The CD spectrum for a 1dT/1dA mixture of oligomer 1a and poly(dA) in 1 M NaCl at 27oC is very similar to the spectrum of the poly(dT).poly(dA) duplex (data not shown). In contrast to the case with 1b , no evidence for formation of a dA.dA.dT triplex was found. The CD spectrum was virtually unchanged on cooling to 5oC and was not altered significantly by addition of a second equivalent of poly(dA). These results buttress data from the melting curves indicating that 1a forms a duplex, but not a dA.dA.dT triplex, with poly(dA).

DISCUSSION

Pyr.Pur.Pyr triple strands

Three pairs of stereoisomeric zwitterionic 15mers were prepared for this study. Pair 1 was derived from thymidine, pair 2 from 2'- O -methyluridine and pair 3 from thymidine and deoxycytidine. In each case, all phosphoramidate linkages in a given oligomer had the same configuration. Thermal denaturation experiments showed that participation of these alternating cationic-anionic oligonucleotides in formation of triple-stranded complexes is highly dependent on chirality at the modified phosphate linkages.

The most significant finding with respect to potential applications is that in each case one of the stereoisomeric probes, designated as the ` a ' isomer, binds more effectively to a complementary double-stranded DNA target than the corresponding all phosphodiester probe does. In 0.1 M aqueous NaCl at pH 7, the enhancement in T m is of the order of 20oC for the dT and the dT,dC zwitterionic 15mers ( 1a and 3a ) and ~35oC for the 2'- O -methyluridine derivative ( 2a ). The enhancement in T m in 1 M NaCl solutions is less, but still significant. It is noteworthy that the affinity of 3a is relatively high at pH 7, even though the probe contains several dC units. Strong binding of this unsymmetrical, mixed base probe to the double-stranded target is consistent with a structure in which the third strand is oriented parallel to the purine strand, as in other triple-stranded complexes derived from two pyrimidine and one purine strand.

In contrast to the results with the ` a ' stereoisomeric oligomers, the phosphoramidate oligomers with the opposite configuration at phosphorus (` b ') exhibited very low affinity for the double-stranded targets. Since the absolute configuration of the isomers has not yet been definitively assigned, and structural information on the geometry of the triple strand complex is limited, speculation on the reasons for these differences is premature. It is interesting, however, that the configuration at the phosphoramidate links that favors binding of an oligonucleotide probe to double-stranded DNA is the same that favors binding to a single-stranded target to give a double-stranded complex ( 9 ).

Gryaznov et al . have shown that oligodeoxyribonucleotide N3'-P5' phosphoramidate derivatives bind to DNA duplexes to give unusually stable pyr.pur.pyr and pur.pur.pyr complexes ( 20 , 21 ), and Nielsen et al . have found that `peptide nucleic acids' (PNAs) interact with appropriate DNA sequences by strand invasion to give PNA.pur.PNA triple-stranded segments ( 22 - 24 ). The stereo-uniform cationic phosphoramidate derivatives comprise another family of oligonucleotide analogues that bind strongly to double-stranded DNA targets. Since these three families differ from one another in physical and chemical properties and, no doubt, in behavior in biological systems as well, they offer the chemist rich opportunities for tailoring DNA binding agents for specific applications.

dA.dA.dT triple strands

A surprising set of equilibria was found for systems containing d(T+T-) 7 T isomer 1b and poly(dA) or d(A 15 C 4 A 15 ) in 1 M NaCl solution. A model consistent with the data is indicated schematically in Chart 2 for a system containing 1b and poly(dA) in a 1dT/1dA ratio. According to this, at 0oC the components form a double-stranded complex; at 30oC they exist as a dA.dA.dT triple-stranded complex and an equivalent of free 1b ; and at 50oC the complex is fully dissociated. The transitions between the states are relatively sharp ( T m 22 and 42oC) and equilibrium is established rapidly both on heating and cooling the solution. The system involving d(A 15 C 4 A 15 ) fits the same scheme, but with a dC 4 strand serving as the linker to facilitate alignment of two dA 15 segments. The importance of the configuration of the phosphoramidate linkages is shown by the fact that oligomer 1a , in contrast to 1b , did not form triple stranded complexes of this type. Chart 2.

Two features in these equations are unusual, though not without some related precedents: (i) formation of a stable triple-stranded complex containing exclusively dA.dA.dT triads, and (ii) formation of a triple-stranded complex by a thermally induced disproportionation of a double-stranded complex. Although a number of examples of pur.pur.pyr triplexes have been reported (see 5 - 8 for representative cases), the stable complexes containing dA.dA.dT triads that have been described have also contained dG units in one of the purine strands. Pilch et al . have noted that [rdquor]...the presence of guanine residues appears to be crucial for stabilization of short pur.pur.pyr triplexes" ( 8 ). For the ribonucleotide family, however, Broitman et al . have described a triple-stranded complex, poly(A).poly(A).poly(U), which can form when the degree of polymerization of poly(A) falls in the range of ~28-150 ( 25 ), and Lauceri et al . ( 26 ) have shown that cationic porphyrins in low concentration induce formation of poly(A).poly(A).poly(U) triple-stranded complexes from high molecular weight poly(A) (>400 bp). With respect to thermally induced disproportions, examples affording pyr.pur.pyr complexes have been reported for both ribonucleotide, [poly(A).poly(U)] ( 27 , 28 , 25 ), and deoxyribonucleotide polymers, [poly(dTdC).poly(dGdA)] ( 29 - 31 ).

We conclude that the unusual stability of the dA.dA.dT complexes containing oligonucleotide 1b , and the disproportionation reaction leading to their formation, must reflect the presence of the stereo-uniform side chains in the probe. The properties of zwitterionic oligomers with this chirality may prove useful in designing novel self-assembly systems based on oligonucleotide hybridization.

ACKNOWLEDGMENTS

The research at Northwestern University was supported by a research grant from the Chiron Corp. We thank Dr Paul Loach for use of the CD spectrophotometer.

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+ Present address: Chemsyn Science Laboratory, Lenexa, KS 66215-1297, USA
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