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© 1995 Oxford University Press 4327-4335

Footnote

Sequences within and flanking hypersensitive sites 3 and 2 of the [beta] -globin locus control region required for synergistic versus additive interaction with the [epsilon]-globin gene promoter

Sequences within and flanking hypersensitive sites 3 and 2 of the [beta] -globin locus control region required for synergistic versus additive interaction with the [epsilon]-globin gene promoter John D. Jackson 1,2,+ , Webb Miller 2,3 and Ross C. Hardison 1,2, *

1 Department of Biochemistry and Molecular Biology, 2 The Center for Gene Regulation and 3 Department of Computer Science and Engineering, The Pennsylvania State University, University Park , PA 16802, USA

Received June 7, 1996; Revised and Accepted September 20, 1996

ABSTRACT

The locus control region is required for high-level, position-independent expression of mammalian [beta] -globin genes. It is marked by five major DNase hypersensitive sites (HSs) in a 16 kb region of chromatin, and the protein-DNA complexes that form these HSs may interact in a holocomplex that carries out the full function of the locus control region. Previous studies showed that a large rabbit DNA fragment containing both HS2 and HS3 in their native sequence context and spacing produced a much larger increase in expression of a linked reporter gene than the sum of the largest effects observed with DNA fragments containing HS2 or HS3 individually. To test whether this reflected a synergistic interaction between the 200-400 bp cores of the HSs or if this effect required additional sequences outside the cores, combinations of different restriction fragments containing HS2 or HS3 were tested for their ability to increase the expression of a hybrid [epsilon] -globin-luciferase reporter gene in transfected K562 cells. The results show that the human HS2 and HS3 cores do not interact either additively or synergistically with the reporter gene when juxtaposed, and separation by spacer DNA has little effect on their function. Fragments of human DNA containing cores plus flanking sequences for HS3 or HS2 show an additive effect in combination, whereas homologous fragments of rabbit DNA containing HS3 and HS2 interact synergistically. At least part of this difference localizes to the rabbit DNA fragment containing HS3, which can interact synergistically with the human DNA fragment containing HS2. The region 5 ' to the HS3 core plays a role both in the cooperative interaction observed with the rabbit DNA fragment and the domain-opening observed with the human DNA. A minor DNase HS maps to this region, and the pattern of sequence conservation is consistent with some difference in function between species.

INTRODUCTION

The human [beta]-globin gene domain is located on chromosome 11 and includes five functional genes, [epsilon], G [gamma], A [gamma], [delta] and [beta] (referred to as [beta]-like globin genes). The entire domain of >= 100 kb is regulated by a locus control region (LCR) extending from 6 to 22 kb upstream from the [epsilon]-globin cap site ( 1 ). The LCR includes five strong DNase hypersensitive sites, HS1-HS5 ( 2 - 4 ). Deletion of a region encompassing HS2 through HS5 in Hispanic [gamma][delta][beta]-thalassemia abolishes expression of the [beta]-like globin genes and leaves them in a closed chromatin conformation ( 5 ). The LCR confers high level, position-independent expression on a linked globin gene in transgenic mice ( 6 ). Thus, the LCR is required for domain-opening, enhancement of [beta]-like globin gene expression, and insulation from negative position effects.

Much effort has gone into defining functional regions within the LCR. Deletional analysis of DNA fragments containing individual HS1, 2, 3 or 4 has defined the minimal fragments that confer position-independent expression on a linked [beta]-globin gene in transgenic mice. These `core' fragments are generally 200-400 bp ( 7 - 9 ). With the exception of HS1, which appears to be dispensable since a naturally occurring deletion encompassing it does not affect [beta]-globin gene expression ( 10 ), other functions have been assigned to restriction fragments containing individual HSs (Fig. 1 ). For example, HS2 contains a strong enhancer ( 7 , 11 , 12 ), HS3 has a domain-opening activity ( 13 , 14 ), HS4 generates a DNase HS in transfected cells ( 15 ) and HS5, which is contained within a matrix attachment region ( 16 ), can insulate reporter gene expression from some position effects in stably transfected cells ( 17 , 18 ).


Figure 1 . Summary of functional regions in the mammalian [beta]-globin LCR. The top line shows the positions of HS cores, along with matrix attachment regions (MARs) and Alu (black triangles) and L1 (white pointed box) repeats. The scale in bp uses sequence coordinates in ref. 24; coordinates in GenBank file HUMHBB are 2687 less. The HS cores are the segments that generate position independent expression in transfected cells for HS1-4; the box for HS5 covers the region to which DNase cleavage sites have been mapped in nuclei. Other functions ascribed to regions around the HSs are mapped on the second line; abbreviations are Enh = enhancer (diagonal stripes; the enhancer for HS2 is stronger than the one mapped in HS3), DO = domain opening (dark gray fill), HSSFE = hypersensitive site forming element (diagonal lines), and Ins = insulator (light gray fill). Lines 3 and 4 summarize the LCR segments with a high concentration of conserved blocks (24) and the positions of DNase HSs previously reported (solid vertical lines) or unpublished (cross-hatched bars; S. Fiering et al ., personal communication). The remaining lines illustrate constructs previously tested for the effects of combinations of fragments from the LCR (33,34,39,40); results of the expression levels in stably transfected MEL cells are summarized as level of human [beta]-globin mRNA compared with either mouse [beta]-globin or mouse [alpha]-globin mRNA.

Sequences located outside the HS cores (defined by the capacity to generate position-independent expression) are required for several of the functions associated with DNA fragments containing individual HSs, as shown by three lines of evidence. First, comparisons of LCR sequences from several mammals, including galago, human, rabbit, goat and mouse ( 19 - 24 ) show that the HSs are maintained with a spacing that is always >2-3 kb. The conserved sequences extend well beyond the HS cores into the surrounding regions (Fig. 1 ), indicating some function in these regions flanking the cores. Second, some `minor' DNase HSs have been mapped outside the cores. In particular, HSs have been mapped ~1 kb ( 2 , 25 ) and ~300 bp ( 8 ) 5' to the HS3 core. Reported DNase HSs are found not only in the HS2 core but also extend about 300 bp 3' to it ( 7 ). Other studies have shown multiple minor HSs located between HS2 and HS4 (S. Fiering et al ., personal communication; H. Petrykowska and R. Hardison, unpublished data).

Third, analysis of different DNA fragments encompassing the HSs reveals functions outside the cores. As summarized in Figure 1 , the 400 bp human HS2 core, and subfragments of it, are necessary and sufficient for strong enhancement and hemin induction in K562 cells ( 26 - 28 ). However, sequences adjacent to that core will provide position-independent expression but not enhancement ( 29 , 30 ). Other work with a larger 680 bp fragment also argues for a domain-opening activity for the larger fragment containing HS2 ( 31 ). The 225 bp HS3 core confers position-independent, high-level expression on the human [beta]-globin gene ( 8 ) but has little effect with the H2 k gene ( 32 ) or an [epsilon]-globin-luciferase reporter gene ( 14 ). Slightly larger DNA fragments from either human or rabbit that contain the HS3 core plus a well-conserved binding site for AP1-like proteins have a modest enhancer effect on transient expression of [epsilon]-globin-luciferase ( 14 ). A 1.9 kb human DNA fragment, which contains the HS3 core plus substantial 5' flanking DNA, produces a strong increase in reporter gene expression only in stably transfected cells, not on unintegrated constructs, indicating that this fragment has a domain-opening activity ( 14 ). Ellis et al. ( 13 ) reached a similar conclusion by showing that this same DNA fragment conferred position-independent expression on a linked [beta]-globin gene in transgenic mice when present as a single copy construct in the genome, whereas a comparable fragment containing HS2 did not have this effect.

Given that some LCR functions are located outside the cores, it is important to make the following distinctions. We refer to the minimal fragments containing individual HSs 1-4 that confer position independent expression in transgenic mice as HS `cores'. Larger DNA fragments that have functions assigned to them will be referred to as HS `units'. Particular units can be specified by restriction fragment information, e.g. a 1.5 kb Kpn I- Bgl II DNA fragment containing HS2 will be referred to as the 1.5 kb Kpn I- Bgl II HS2 unit.

The effects of individual HS cores and units are less than those of the entire LCR region ( 33 ), and it is likely that the HSs act in concert for some and perhaps all of the functions. Indeed, combinations of any three of four HS units for HS1-HS4 (each ~2 kb in size) will stimulate [beta]-globin expression to a level approaching that of the full LCR in transgenic mice ( 33 ). However, even in constructs with multiple HSs, sequences outside the cores may contribute to LCR function. For instance, as summarized in Figure 1 , a construct with the cores of HS4, HS3 and HS2 juxtaposed can generate high level expression of a linked [beta]-globin gene, but the clonal variability in expression is much greater than in constructs with combinations of ~2 kb HS4, HS3 and HS2 units ( 33 , 34 ).

Individual regulatory elements, each with a measurable effect alone, will produce one of several possible effects when combined. No increase in activity beyond that of an individual element may be seen, indicating that the two elements are redundant. The activity in combination may be the sum of the individual activities (i.e. additive), indicating that the two elements provide independent functions. A combined activity greater than the sum of the individual effects is called synergistic, and indicates that the two elements are interacting to provide a greater function than they did separately. The combined activities can be the product of the individual effects (i.e. multiplicative), indicating that the individual elements are interacting such that one element provides a constant amplification of the second. It is also possible that a second element could interfere with the activity of the first element.

While investigating the effects of DNA sequences flanking the cores of the HSs, we found a dramatic example of cooperative interaction between HS3 and HS2. A large rabbit DNA fragment containing both HS2 and HS3 in their native sequence context and spacing produced a much larger increase in expression than the sum of the largest effects observed with DNA fragments containing HS2 or HS3 individually ( 14 ). This could reflect synergistic interaction between the cores of the HSs, a need for a certain spacing between the HS cores, a synergistic interaction between the HS units, or an independent effect of sequences outside the cores. To distinguish among these possibilities, various combinations of cores and units for HS2 and HS3 were tested for their ability to increase the expression of a hybrid [epsilon]-globin-luciferase reporter gene. Results in this paper show that the human HS2 and HS3 cores do not interact either when juxtaposed or separated by spacer DNA. Human HS3 and HS2 units show an additive effect in combination, whereas the rabbit HS3 and HS2 units interact synergistically. At least part of this difference localizes to the rabbit HS3 unit.

MATERIALS AND METHODS

DNA constructs

Fragments from both the rabbit and human [beta]-globin LCRs were inserted 5' to the [epsilon]-globin gene promoter in pBS[epsilon]-luc.4, a hybrid [epsilon]-globin-luciferase reporter gene previously described ( 14 , 23 ). Figure 2 shows a map of the LCR fragments with restriction endonuclease cleavage sites and Table 1 lists the start and stop positions for each fragment.


Figure 2 . Map of the human and rabbit LCR fragments tested. The top line represents the human [beta]-like globin gene cluster and the lines below it show the locations and sizes of the restriction fragments placed upstream of the [epsilon]-luciferase reporter gene.

Table 1 LCR restrictions fragments tested in transfected cells
Restriction

Nt positions in

Corresponding position

Corresponding position

fragment

rabbit sequence

in HUMHBB

in new human sequence

hHS2 & HS3 6.1NsB

6393

12 526

3097

9218

5784

11 905

rHS2 & HS3 5.6EN

6637

12 193

3336

(9091)

6023

(11 778)

hHS2 & HS3 5.3BaB

7179

12 526

3877

9218

6564

11 905

hHS2 1.5KB

11 015

12 526

7764

9218

10 451

11 905

hHS2 0.4HX

11 452

11 827

8486

8860

11 173

11 548

hHS3 5.4BsXm

6145

11 248

2840

8223

5527

10 910

rHS3 3.1NH

6368

9496

3079

6558

5766

9245

hHS3 2.0BaAr

7179

(8828)

3877

5876

6564

8563

hHS3 1.9HH

6562

8420

3266

5172

5953

7859

rHS3 0.5StSc

7794

8243

4490

4993

7177

7680

hHS3 0.2HpF

7853

8029

4550

4772

7237

7462

5' to hHS3 1.1HP

6562

7650

3266

4344

5953

7031

5' to hHS2 0.7KH

11 015

11 452

7764

8486

10 451

11 173

between hHS3 & HS4 2.9BcBs

3810

7602

1436

4297

4123

6984

Corresponding positions between rabbit and human were determined by sequence alignment. Human positions in parentheses correspond to the nearest endpoint of an aligning segment in rabbit (due to the restriction endonuclease site being in a repetitive element in rabbit). Likewise, rabbit positions in parentheses correspond to the nearest endpoint of an aligning seqment in human. Positions are reported both in the GenBank locus HUMHBB and in a newly compiled sequence of the human [beta]-globin gene cluster that extends further 2687 nt 5', including HS5 (24).

To make the constructs testing the effect of spacing between the HS cores, the human HS2 and HS3 cores were separated by linking them to two DNA fragments excised from the Adenovirus-2 genome. The 1.4 kb Xba I- Xba I fragment extends from nt 30 461 to 31 830 (map units 84.8-88.6) and contains some of the exons and splice junctions for portions of the E3 gene (14.7 k protein) and the major late transcription unit (encoding part of the fiber IV polypeptide). The 3.6 kb Xba I- Avr II fragment extends from nt 31 830 to 35 470 (map units 88.6-98.7), and contains exons and splice junctions for part of the major late transcription unit (encoding more of the fiber IV polypeptide) and part of the E4 gene ( 35 ). No known cis -acting transcriptional regulatory signals (promoters, enhancers, silencers) are contained in these fragments of Adenovirus DNA.

Transfection of K562 cells and measurement of expression

Transient and stable expression experiments were performed and analyzed as previously described ( 14 ), with the following minor modification to the stable expression experiments. Genomic DNA from each stably expressing clone was digested with Nco I and Eco RV and probed with a 1.4 kb Nco I- Eco RV fragment isolated from [epsilon]-luc.4, which contains a portion of [epsilon]-globin exon 1 and most of the luciferase coding region.

Clones with high copy numbers tended to have low expression per copy, indicating that the concentration of endogenous transcription factors may be limiting in these cases. Hence the mean expression per copy calculation for each construct included only those clones with copy numbers of <= 10.

Sequence analysis

Sequence alignments and positions of both conserved sequence blocks and differential phylogenetic footprints were computed as described in Slightom et al . ( 24 ).

RESULTS

Additive versus synergistic effects of human versus rabbit HS2 and HS3

We previously reported ( 14 ) that a large DNA fragment from the rabbit LCR containing both HS2 and HS3 synergistically increased expression of an [epsilon]-globin reporter gene in both transient and stable expression assays, producing an effect much greater than the sum of the effects of the individual HS cores or the sum of the individual HS units (summarized in Fig. 3 ). None of the LCR fragments that we have tested in this assay in stably transfected K562 cells give complete independence from position effects. The site of integration could affect the level of stable expression, e.g., by influencing the chromatin structure or by interactions between the integrated construct and other (unknown) cis -acting elements at a specific site. Therefore, it is necessary to examine several clones for each construct. The overall profile of the expression per copy in several clones, as well as the mean level of expression, allows one to see effects beyond those exerted by the site of integration, e.g. as seen in the absence of LCR fragments ( 14 ).


Figure 3 . Effect of LCR fragments containing both HS3 and HS2 on [epsilon]-luciferase expression in transfected K562 clones. G418-resistant clones were assayed for both luciferase activity and transgene copy number, and luciferase activity (expression) per gene copy is plotted versus gene copy number. The geometric mean for each set of clones includes only those with a copy number of <= 10. The fold effect was obtained by dividing the geometric mean for each set by that for the set expressing [epsilon]-luciferase in the absence of an LCR (14). Fold effects on transient expression are listed for comparison.

To address whether HS2 and HS3 from the human LCR had an effect similar to that of the rabbit LCR DNA, two human DNA fragments (Fig. 2 ) were also tested for their ability to increase [epsilon]-globin-luciferase expression. The 5.3 kb Bam HI- Bgl II fragment of human DNA caused a 111-fold increase while the 6.1 kb Nsi I- Bgl II fragment caused a 159-fold increase in [epsilon]-luciferase expression after stable integration into the genome of K562 cells (Fig. 3 ). This effect is considerably greater than the sum of the effects of the cores, but is only equal to roughly the sum of the effects of the individual HS3 and HS2 units. Hence human HS2 and HS3 units, when combined in their natural context and spacing relative to one another, appear to be operating independently on the reporter gene (additive effect in combination), whereas the HS2 and HS3 units in a homologous DNA fragment from the rabbit LCR appear to be dependent on each other for full function (synergistic effect in combination). The differences in results for the transient expression assays are much less dramatic (Fig. 3 ), indicating that the predominant differences between rabbit and human LCR DNA fragments are observed after integration into the genome.

A single pair of HS2 and HS3 cores shows no effect in combination

Although the human DNA fragment containing both HS3 and HS2 showed a weaker effect than the homologous rabbit DNA fragment, it was much stronger than the effect of individual HS cores. Thus it is possible that combining the cores could produce the 100-150-fold effect seen with the human DNA fragments containing both HS3 and HS2. However, as shown in Figure 4 , the eight clones stably expressing [epsilon]-luciferase regulated by the juxtaposed cores gave only an average 3-fold increase over the baseline (no added LCR), comparable with that seen with either core alone and a much smaller effect than that seen with the larger fragments in Figure 3 . Additionally, the transient expression results are about the same as with HS2 alone (Fig. 4 ). Thus, the juxtaposed cores are not interacting to produce the strong positive effects observed with the native DNA fragments containing both HSs.


Figure 4 . Effect of various fragments containing HS3 and spacers in combination with the HS2 core on [epsilon]-luciferase expression in K562 cells. Fold effects are listed for both the stable and transient expression experiments.

Interestingly, a construct with two pairs of HS2 and HS3 cores (`multicore' in Fig. 4 ) did substantially increase [epsilon]-luciferase expression in both transient and stable expression assays. This effect may be the result of artificially placing multiple transcription factor binding sites together upstream from the promoter. It reinforces the conclusion that combinations of single copies of core fragments provide only partial LCR function.

Proper spacing between HS2 and HS3 does not restore the full positive effect of the native DNA fragments


Figure 5 . Effect of several rabbit and human HS3 fragments on [epsilon]-luciferase expression in K562 clones, when in combination with a human HS2 Kpn I- Bgl II fragment. The fold effects from both stable and transient expression experiments are listed for comparison.

The inability of the combined cores to generate the increase in expression seen for the human fragments containing both HS2 and HS3 can be explained by two different hypotheses about the role of DNA sequences located between the HSs. They could be required simply to space the hypersensitive site cores at an appropriate distance from one another, or they could play a role in the function of the combined HSs. To distinguish between these possibilities, the cores were separated with 1.4 and 3.6 kb fragments from the Adenovirus-2 genome. In their natural genomic context, these HSs are separated by 3.5 kb. In stable expression experiments (Fig. 4 ) the 1.4 kb spacer construct gave a small increase in expression (13-fold compared with 3-fold), but this was much less than the increase obtained with the large native fragments. The activity of the 3.6 kb spacer construct was comparable with that of the juxtaposed cores. In transient expression experiments (Fig. 4 ) neither spacer construct caused an increase in enhancement greater than that of the juxtaposed cores; indeed the 3.6 kb spacer caused a small reduction in enhancement. Although this latter result could indicate the presence of a negative regulatory element in the Adenovirus DNA fragment, the two spacer fragments are expected to be functionally neutral in these assays because they do not contain any known cis -acting regulatory sequences. These data argue that the sequences surrounding the HS cores are not exclusively providing a spacing effect. In support of this conclusion, it is notable that the rabbit and human DNA fragments containing both HS3 and HS2 have maintained the same spacing between HSs but have different effects in stable transfection assays.

Sequences surrounding human HS3 and HS2 contribute to their positive effects in combination

To localize the sequences outside the cores that contribute to the positive effect of the human DNA fragment containing both HS3 and HS2, a number of human DNA fragments containing HS3 were combined with fragments containing HS2 and tested for their effects on transient and stable [epsilon]-luciferase expression. The 1.9 kb Hin dIII- Hin dIII HS3 unit has the strongest activity in stable expression assays for any fragment containing HS3, and the HS2 core has a strong enhancer activity. It is possible that these could interact to produce the effect of the large native fragment containing both HS3 and HS2. However, as shown in Figure 4 , this combination of LCR fragments generates effects comparable with that of the HS2 core alone in transient expression and that of the 1.9 kb fragment alone in stable expression, again indicating independent function of human fragments containing HS3 and HS2. This effect is somewhat less than those of the 5.3 kb Bam HI- Bgl II native fragment in stable expression assays and considerably less in transient expression assays, showing that no synergism occurs between the HS3 unit and the HS2 core. These data also indicate that the sequences outside the HS2 core are necessary, and not providing, e.g., a redundant domain opening activity.

Two different DNA fragments containing HS3 were then linked to a larger HS2 unit to test for their effects in the context of the HS2 core plus flanking sequences. As shown in Figure 5 A, a 2.0 kb Bam HI- Avr II HS3 unit was combined with 1.5 kb Kpn I- Bgl II HS2 unit, which is essentially the human 5.3 kb Bam HI- Bgl II native fragment with a deletion between the internal Avr II and Kpn I sites. This construct caused a 73-fold increase on stable [epsilon]-luciferase expression, which is only slightly greater than the 59-fold increase from the HS2 unit alone, but not as great as the 111-fold increase seen with the parental 5.3 kb Bam HI- Bgl II fragment (Fig. 5 A). Addition of the human HS3 unit had no effect on the enhancement by the 1.5 kb HS2 unit in transient expression. The results with both stable and transient expression are consistent with the largely additive effects seen with the human LCR fragments. They also suggest that sequences between Avr II and Kpn I (between HS3 and HS2) contribute to the positive effect of the human native fragment containing both HS3 and HS2.

The 225 bp human HS3 core fragment had no positive effect on either transient or stable expression (Fig. 5 A) when combined with the 1.5 kb HS2 unit. Indeed, the HS3 core caused a decrease in expression in stably transfected clones, suggesting that sequences surrounding the HS3 core may be needed to prevent a negative interaction between the HS3 core and the 1.5 kb HS2 unit.

Sequences surrounding rabbit HS3 contribute to its interaction with HS2

Two rabbit DNA fragments containing HS3 were also combined with the human 1.5 kb HS2 unit to address whether they contributed to the synergistic effect observed with the 5.6 kb rabbit DNA fragment. Addition of a 450 bp rabbit DNA fragment, which contains a well-conserved AP1 binding site in addition to the HS3 core, to the HS2 unit gave a large increase in both stable and transient expression (Fig. 5 B; note the difference in scale from Fig. 5 A). Addition of the larger 3.1 kb rabbit HS3 unit to the 1.5 kb human HS2 unit caused a 258-fold increase in [epsilon]-luciferase expression, much greater than that of either the 3.1 kb (5-fold) or the 1.5 kb (59-fold) fragments alone. This construct combining a rabbit HS3 unit and a human HS2 unit gave a much stronger effect on stable expression than the combination of human HS3 and HS2 units (258-fold versus 73-fold). This argues that the rabbit DNA fragments containing HS3 can interact with fragments containing HS2 for a stronger, synergistic function, whereas the human HS3 unit operates independently of the HS2 unit. This is consistent with the strong synergism seen by the 5.6 kb rabbit fragment containing HS2 and HS3 (Fig. 3 ).

DNA sequences between the HSs do not stimulate expression on their own

To address whether the functions associated with sequences outside the HS cores were separable from those inside the HS cores, three fragments lacking the HS cores were tested for effects on [epsilon]-luciferase expression in transfected K562 cells. As shown in Figure 6 , none of the fragments increased reporter gene expression, showing that the HS cores must be present to see the function of sequences outside the cores.


Figure 6 . Effect of three human [beta]-LCR fragments located outside the HS cores on [epsilon]-luciferase expression in sets of stably expressing K562 clones. Mean fold effects from stable and transient expression experiments are listed.

A 1.2 kb Eco RI- Nco I fragment located 5' to the rabbit HS3 core was also tested for its ability to synergize with the human 1.5 kb HS2 unit (Fig. 5 B), but this construct did not increase [epsilon]-luciferase expression. In fact, addition of the 1.2 kb fragment had a slightly negative effect relative to that of the 1.5 kb fragment containing HS2 alone.

DISCUSSION

Results in this paper show that the synergistic effects seen between HS3 and HS2 in a 5.6 kb rabbit DNA fragment containing both HSs ( 14 ) are not observed with a homologous human DNA fragment from the [beta]-globin LCR. The effect of HS3 and HS2 units from humans is additive when combined in an [epsilon]-luciferase expression vector. However, this increase in expression is much greater than that observed with the individual HS cores, or the combined cores in juxtaposition, or the two cores separated by spacer DNA fragments. Further studies showed that both large units are needed for the higher level of activity; a HS unit plus a HS core do not provide the full activity of the native fragment with both units. Thus sequences outside the cores are needed not only for the effects of individual HSs, but they are also needed when HSs are combined. The regions flanking the cores presumably also bind proteins to provide some additional function, perhaps proper orientation of the cores within the LCR. Although the sequences between the cores are not exclusively spacers, it is still likely that proper spacing between the HS cores is maintained to achieve optimal LCR function. That spacing may be generated by folding the cores and flanks, with associated proteins, into a series of larger units that comprise the LCR.

The observations in this paper were made with an [epsilon]-globin reporter gene with the first intron and second exon replaced by a luciferase coding block. An earlier study using an intact [beta]-globin reporter gene in transfected cells showed no additive effects of HS3 and HS2 units, but increased expression was observed with combinations of three HS units ( 33 ). Although both studies show the ability of the larger HS units to interact functionally, the target reporter gene and the exact endpoints of the LCR constructs appear to affect the results obtained. Only further studies will show whether this reflects a real difference in the LCR-requirements of different promoters, or is a result of partial function from using only a subset of the LCR DNA.

The small increase in activity observed when additional sequences located 5' to the HS3 core are included in the human DNA fragments containing both HS3 and HS2 (compare the 5.3 kb Bam HI- Bgl II fragment and the 6.1 kb Nsi I- Bgl II fragment, Fig. 3 ) suggests that sequences 5' to the Bam HI site may also contribute to the increase in expression. This is supported by the results of a 5' deletional analysis of the 1.9 kb Hin dIII- Hin dIII human DNA fragment containing HS3. Removal of ~600 bp from the 5' end caused a substantial reduction in the activity of the individual HS3 unit ( 24 ). Thus sequences located between 700 and 1300 bp 5' to the HS3 core are needed for the function of the large HS3 unit. This is close to the position of the minor HS mapped by Tuan et al . ( 2 ) and Stamatoyannopoulos et al . ( 25 ), shown in Figure 7 .


Figure 7 . Highly conserved sequence blocks and differential phylogenetic footprints (DPF) in the [beta]-globin LCR. ( A ) Positions of the blocks located in the portion of the LCR extending from HS4 through HS1. The blocks with high information content are well-conserved in all species. ( B ) Aligned blocks for both high information content (HIC) and the DPFs in the region from 5000 to 8000 (these numbers are larger than those in GenBank file HUMHBB by 2687). The position of the first nucleotide in the human segment is listed above each block.

At least some of the rabbit DNA sequences required for the synergistic interaction between HS3 and HS2 map to the region around HS3, since the rabbit DNA fragments containing HS3, but not homologous fragments of human DNA, had a synergistic effect when combined with the human 1.5 kb HS2 unit. Thus in this assay system, the human large HS3 unit operates independently of the large HS2 unit to provide an additive increase in function of the LCR, whereas the rabbit HS3 unit is dependent on interaction with the HS2 unit to provide an even stronger effect. Analysis of deletions of the rabbit HS2+HS3 fragment implicated sequences 5' to the HS3 core in this ability to interact with HS3 ( 14 ), including the region with the DNase HS between HS3 and HS4.

These interspecies differences suggest that some of the cis -acting sequences around HS3 differ between rabbit and humans. Analysis of a multiple alignment of DNA sequences from the [beta]-globin LCRs from human, galago, rabbit, goat and mouse confirms that the blocks of sequences are conserved in DNA segments extending from HS4 through HS2, but interspersed among them are blocks of sequences that are conserved in all non-human species but differ in human ( 24 ), as shown in Figure 7 . The latter differential phylogenetic footprints ( 36 ) are found in the region around HS3, including both the core and the flanking segments, but not around HS2. This distribution parallels the conservation of functions. DNA fragments containing HS2 human, goat ( 20 ), mouse ( 22 , 31 ) and rabbit ( 14 , 37 ) all show strong positive effects on expression of linked reporter genes before and after integration into the genome, and a similar pattern of sequence conservation is seen for all these species. In contrast, the differences in some functions of rabbit versus human DNA fragments containing HS3 correlates with the differences in DNA sequence. Since the differential phylogenetic footprints are sequences conserved in one set of species but not in another (i.e. humans in this case), it will be informative to test HS3 fragments from other non-human species (such as galago) as well as inter-specific hybrid DNA fragments to localize further the sequences that allow synergistic interaction with the large HS2 unit. The differential phylogenetic footprints shown in Figure 7 should be a useful guide to the cis -acting sequences that play a role in this synergism.

Recent evidence supports the model that the several regions (or HSs) of the LCR work together by forming a large holocomplex that regulates primarily one globin gene at a time ( 38 ). The synergistic effects of large HS3 and HS2 units on expression of a single reporter gene, as seen with constructs containing rabbit HS3, strongly support the holocomplex model. Even the independent, additive effects of human HS3 fragments with the large HS2 unit are consistent with the formation of a holocomplex at the LCR, but in this case there are no additional effects from their interaction. The results reported here show that the rabbit HS3 unit works cooperatively with HS2 to provide an even greater effect than the individual components. If the phylogenetic footprint analysis accounts for this effect, then the sequences that generate cooperativity were lost in the higher primates, but the resulting HS3 functions better when separated from the LCR. It is not clear how this affects erythroid physiology, but it is intriguing that all the non-human species compared express their [gamma]-globin genes exclusively in embryonic (or primitive) red cells, whereas humans switch expression from [gamma]-globin genes to [beta]-globin genes in definitive red cells at the time of the transition from fetal to adult erythropoiesis. It is possible that the differences in the ability of HS3 to interact cooperatively with HS2 may be involved in this difference in the switching process.

ACKNOWLEDGEMENTS

This work was supported by PHS grants RO1 DK27635 and RO1 LM05773 (to R.H.) and RO1 LM05110 (to W.M.).

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*To whom correspondence should be addressed at: Department of Biochemistry and Molecular Biology, The Pennsylvania State University, 206 Althouse Laboratory, University Park, PA 16802, USA. Tel: +1 814 863 0113; Fax: +1 814 863 7024; Email: rch8@psu.edu

+ Present address: Biology Department, University of Rochester, 425 Hutchison Hall, Rochester, NY 14627, USA
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